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Enforcement: Broker Convicted Of Bilking Elderly Relatives In Fake Hedge Fund

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Enforcement: Broker Convicted of Bilking Elderly Relatives in Fake Hedge Fund

Among recent enforcement actions by the SEC were charges against Goodyear for FCPA violations and against two Louisiana brothers-in-law for insider trading. In addition, a New Jersey broker was convicted of defrauding his great-aunt and great-uncle, and the judgment against a pension plan fiduciary added to the $12 million already recovered. NJ Broker Convicted of Bilking…

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