Home Info-Graphs Crazy Quilt Chart Of SEC Regulation [INFOGRAPHIC]

Crazy Quilt Chart Of SEC Regulation [INFOGRAPHIC]

When you purchase through our sponsored links, we may earn a commission. By using this website you agree to our T&Cs.

Via SEC
On March 2, 2015, I published a chart depicting the aggregation of U.S. financial services firm regulation since the enactment of the Dodd Frank Act in 2010. My office has updated the chart to reflect significant FINRA rules and amendments implemented since July 2010.

As mentioned in my earlier statement, I do not plan to continue to update the chart, but I hope that academics, the financial services industry, and other interested parties will undertake similar, more detailed analyses.

Crazy Quilt Chart Of SEC Regulation

(Click to enlarge)

Infographic source: Daniel M. Gallagher, SEC.gov

Our Editorial Standards

At ValueWalk, we’re committed to providing accurate, research-backed information. Our editors go above and beyond to ensure our content is trustworthy and transparent.

Sheeraz Raza
Editor

Want Financial Guidance Sent Straight to You?

  • Pop your email in the box, and you'll receive bi-weekly emails from ValueWalk.
  • We never send spam — only the latest financial news and guides to help you take charge of your financial future.